mirror of https://github.com/apache/kafka.git
KAFKA-19690 Add epoch check before verification guard check to prevent unexpected fatal error (#20607)
Cherry-pick changes (https://github.com/apache/kafka/pull/20534) to 4.0 Conflicts: -> storage/src/main/java/org/apache/kafka/storage/internals/log/UnifiedLog.java - kept the file the same, and the rest of the code is in UnifiedLog.scala in 4.0 so added it there -> core/src/test/scala/unit/kafka/log/UnifiedLogTest.scala - just added the required test and kept everything else the same Reviewers: Justine Olshan [jolshan@confluent.io](mailto:jolshan@confluent.io), Chia-Ping Tsai [chia7712@gmail.com](mailto:chia7712@gmail.com)
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@ -1057,9 +1057,18 @@ class UnifiedLog(@volatile var logStartOffset: Long,
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// transaction is completed or aborted. We can guarantee the transaction coordinator knows about the transaction given step 1 and that the transaction is still
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// ongoing. If the transaction is expected to be ongoing, we will not set a VerificationGuard. If the transaction is aborted, hasOngoingTransaction is false and
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// requestVerificationGuard is the sentinel, so we will throw an error. A subsequent produce request (retry) should create verification state and return to phase 1.
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if (batch.isTransactional && !hasOngoingTransaction(batch.producerId, batch.producerEpoch()) && batchMissingRequiredVerification(batch, requestVerificationGuard))
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if (batch.isTransactional && !hasOngoingTransaction(batch.producerId, batch.producerEpoch)) {
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// Check epoch first: if producer epoch is stale, throw recoverable InvalidProducerEpochException.
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val entry = producerStateManager.activeProducers.get(batch.producerId)
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if (entry != null && batch.producerEpoch < entry.producerEpoch) {
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val message = "Epoch of producer " + batch.producerId + " is " + batch.producerEpoch + ", which is smaller than the last seen epoch " + entry.producerEpoch
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throw new InvalidProducerEpochException(message)
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}
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// Only check verification if epoch is current
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if (batchMissingRequiredVerification(batch, requestVerificationGuard))
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throw new InvalidTxnStateException("Record was not part of an ongoing transaction")
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}
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}
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// We cache offset metadata for the start of each transaction. This allows us to
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// compute the last stable offset without relying on additional index lookups.
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@ -57,6 +57,7 @@ import org.mockito.Mockito.{doAnswer, doThrow, spy}
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import net.jqwik.api.AfterFailureMode
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import net.jqwik.api.ForAll
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import net.jqwik.api.Property
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import org.apache.kafka.server.common.RequestLocal
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import java.io._
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import java.nio.ByteBuffer
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@ -4660,6 +4661,96 @@ class UnifiedLogTest {
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assertEquals(new OffsetResultHolder(Optional.empty(), Optional.empty()), result)
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}
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@Test
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def testStaleProducerEpochReturnsRecoverableErrorForTV1Clients(): Unit = {
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// Producer epoch gets incremented (coordinator fail over, completed transaction, etc.)
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// and client has stale cached epoch. Fix prevents fatal InvalidTxnStateException.
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val producerStateManagerConfig = new ProducerStateManagerConfig(86400000, true)
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val logConfig = LogTestUtils.createLogConfig(segmentBytes = 2048 * 5)
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val log = createLog(logDir, logConfig, producerStateManagerConfig = producerStateManagerConfig)
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val producerId = 123L
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val oldEpoch = 5.toShort
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val newEpoch = 6.toShort
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// Step 1: Simulate a scenario where producer epoch was incremented to fence the producer
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val previousRecords = MemoryRecords.withTransactionalRecords(
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Compression.NONE, producerId, newEpoch, 0,
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new SimpleRecord("previous-key".getBytes, "previous-value".getBytes)
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)
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val previousGuard = log.maybeStartTransactionVerification(producerId, 0, newEpoch, false) // TV1 = supportsEpochBump = false
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log.appendAsLeader(previousRecords, 0, AppendOrigin.CLIENT, RequestLocal.noCaching, previousGuard)
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// Complete the transaction normally (commits do update producer state with current epoch)
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val commitMarker = MemoryRecords.withEndTransactionMarker(
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producerId, newEpoch, new EndTransactionMarker(ControlRecordType.COMMIT, 0)
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)
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log.appendAsLeader(commitMarker, 0, AppendOrigin.COORDINATOR, RequestLocal.noCaching, VerificationGuard.SENTINEL)
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// Step 2: TV1 client tries to write with stale cached epoch (before learning about epoch increment)
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val staleEpochRecords = MemoryRecords.withTransactionalRecords(
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Compression.NONE, producerId, oldEpoch, 0,
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new SimpleRecord("stale-epoch-key".getBytes, "stale-epoch-value".getBytes)
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)
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// Step 3: Verify our fix - should get InvalidProducerEpochException (recoverable), not InvalidTxnStateException (fatal)
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val exception = assertThrows(classOf[InvalidProducerEpochException], () => {
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val staleGuard = log.maybeStartTransactionVerification(producerId, 0, oldEpoch, false)
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log.appendAsLeader(staleEpochRecords, 0, AppendOrigin.CLIENT, RequestLocal.noCaching, staleGuard)
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})
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// Verify the error message indicates epoch mismatch
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assertTrue(exception.getMessage.contains("smaller than the last seen epoch"))
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assertTrue(exception.getMessage.contains(s"$oldEpoch"))
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assertTrue(exception.getMessage.contains(s"$newEpoch"))
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}
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@Test
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def testStaleProducerEpochReturnsRecoverableErrorForTV2Clients(): Unit = {
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// Check producer epoch FIRST - if stale, return recoverable error before verification checks.
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val producerStateManagerConfig = new ProducerStateManagerConfig(86400000, true)
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val logConfig = LogTestUtils.createLogConfig(segmentBytes = 2048 * 5)
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val log = createLog(logDir, logConfig, producerStateManagerConfig = producerStateManagerConfig)
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val producerId = 456L
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val originalEpoch = 3.toShort
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val bumpedEpoch = 4.toShort
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// Step 1: Start transaction with epoch 3 (before timeout)
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val initialRecords = MemoryRecords.withTransactionalRecords(
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Compression.NONE, producerId, originalEpoch, 0,
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new SimpleRecord("ks-initial-key".getBytes, "ks-initial-value".getBytes)
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)
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val initialGuard = log.maybeStartTransactionVerification(producerId, 0, originalEpoch, true) // TV2 = supportsEpochBump = true
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log.appendAsLeader(initialRecords, 0, AppendOrigin.CLIENT, RequestLocal.noCaching, initialGuard)
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// Step 2: Coordinator times out and aborts transaction
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// TV2 (KIP-890): Coordinator bumps epoch from 3 → 4 and sends abort marker with epoch 4
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val abortMarker = MemoryRecords.withEndTransactionMarker(
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producerId, bumpedEpoch, new EndTransactionMarker(ControlRecordType.ABORT, 0)
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)
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log.appendAsLeader(abortMarker, 0, AppendOrigin.COORDINATOR, RequestLocal.noCaching, VerificationGuard.SENTINEL)
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// Step 3: TV2 transactional producer tries to append with stale epoch (timeout recovery scenario)
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val staleEpochRecords = MemoryRecords.withTransactionalRecords(
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Compression.NONE, producerId, originalEpoch, 0,
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new SimpleRecord("ks-resume-key".getBytes, "ks-resume-value".getBytes)
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)
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// Step 4: Verify our fix works for TV2 - should get InvalidProducerEpochException (recoverable), not InvalidTxnStateException (fatal)
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val exception = assertThrows(classOf[InvalidProducerEpochException], () => {
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val staleGuard = log.maybeStartTransactionVerification(producerId, 0, originalEpoch, true) // TV2 = supportsEpochBump = true
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log.appendAsLeader(staleEpochRecords, 0, AppendOrigin.CLIENT, RequestLocal.noCaching, staleGuard)
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})
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// Verify the error message indicates epoch mismatch (3 < 4)
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assertTrue(exception.getMessage.contains("smaller than the last seen epoch"))
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assertTrue(exception.getMessage.contains(s"$originalEpoch"))
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assertTrue(exception.getMessage.contains(s"$bumpedEpoch"))
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}
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private def appendTransactionalToBuffer(buffer: ByteBuffer,
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producerId: Long,
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producerEpoch: Short,
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